Learning Material Sample

Complaints procedures

1. Introduction

Welcome to this course

The purpose of the course is to provide sufficient knowledge on the rules, regulations and guidance relating to complaints procedures for those working within the regulated financial services sector.

The course covers both requirements and recommendations made by the Financia...

Shortened demo course. See details at foot of page.

...e introduction

What is a complaint?

What is an eligible complainant?

What to do on recognising a complaint

Complaint acknowledgement

Investigation

The final response and the Financial Ombudsman Service

Record keeping

Training and competency

End of course assessment

Select the chapter you want to read from ...

Shortened demo course. See details at foot of page.

...along with the correct answers.

 

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