CeMAP: UK Financial Regulation (Module 1)

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What should an adviser do when a client wishes to carry out a transaction on an execution-only basis?

Refuse to deal with the client

Try to change the client's mind

Obtain the client's signature confirming that the transaction is execution only

Obtain the client's signature confirming that the execution only transaction will be on a restricted advice basis

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Question Ref. #WL220381.