Learning Material Sample

UK Financial Services, regulations and ethics

14. End of course assessments & case study

Chapter Links

1. Purpose and structure of the UK financial services industry

2. Main areas of financial advice: the present

Chapter 3. Areas of financial advice: the future

4. Main financial asset classes and their characteristics

5. Legal concepts relevant to financial advice

6. Taxation of individuals

7. National Insurance contributions and State benefits

8. Process of providing financial advice

9. Financial Services Regulators

10. The Application of FCA rules

11. FCA Conduct of Business Rules

12 Other regulatory and legislative requirements

13. Glossary of terms

14. End of course assessments & case study

Case study with 20 related multiple-choice questions. Below each question you will see in red on the orange bar "Click here for case study". Click on the bar and the case study appears.
Complete this 20 question final exam to evidence your knowledge. Your results will be emailed to you along with the question and answer text of all incorrectly answered questions.
Complete this second 20 question final exam after further studies if you fail the first exam or perhaps just want a further test of your knowledge. Your results will be emailed to you along with the question and answer text of all incorrectly answered questions.

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